
The ability to identify threats to our personal safety
and local economy is the first step to protecting
these highly valued aspects of life. Minimizing the
potential impact from these threats whether they be
naturally occurring such as disease, hurricanes, earthquakes,
tornados, floods, droughts and blizzards or man-made
such as war, terrorism, civil unrest, sabotage, theft,
contamination, computer intrusion, financial market
collapse, significant mechanical failures and human
errors is key to protecting and preserving the things
we value most. The best way to minimize the potential
impact from these hazards is to develop and implement
a Continuity of Operations Plan (COOP). This contingency
plan will enable a public or private sector organization
to continue to perform essential functions which the
community depends on for sustaining their personal
safety, source of income and high quality of life.
Critical Incident Solutions specializes in
assisting the public and private sector with developing,
reviewing and evaluating an organization’s Continuity
of Operations Plan (COOP). Training courses which
highlight core concepts that must be included in a
viable COOP can be provided by our professional instructors
to staff members in order to facilitate plan development.
A subsequent review and evaluation of the COOP can
be accomplished through plan analysis and training
to include table- top exercises, functional drills
and full-scale exercises conducted by our professional
facilitators. The viability of an organization’s
COOP will be sustained through continued review and
improvement as the organization, personnel, technology
and surrounding conditions all continue to change.
Critical Incident Solutions will provide COOP training
that addresses vital areas of contingency planning
which includes communications, evacuation procedures,
personnel accountability, water and food supply, transportation,
fuel supply, electrical power generation, information
technology and data recovery, housing and childcare,
security control and hazard mitigation, emergency
police/fire/medical services, banking and financial
services, and government resources. The vulnerability
survey and impact analysis, which our company provides,
will highlight vital areas of concern for an organization
to focus on during COOP development and improvement.
A prioritized list of recommendations based on the
degree of severity and magnitude of the potential
impact from naturally occurring and man-made hazards
can be developed specifically for the client upon
completion of a thorough COOP training and analysis
program.
Many organizations rely heavily on other departments,
agencies and vendors for support. During a crisis
situation, those entities may be facing similar problems
and may not be able to provide the resources and support
necessary. Thus, redundancy must be built into contingency
planning. Establishing multiple layers of contingencies
and back-up systems is vital to having a viable COOP.
Also, coordination must occur between entities in
the early stages of plan development and agreements
must be documented and updated regularly.
Also, too many organizations relying on the same limited
resources can cause a major problem when those resources
become unavailable based on extensive demand or a
lack of coordinated planning. Thus, an overall analysis
of area or regional plans must be conducted. This
analysis should insure that interdependencies between
organizations are highlighted and appropriate actions
are taken to support these critical links. Gaps or
inconsistencies must be identified and corrective
actions taken. An integration of COOPs from key organizations
within the area or region should be implemented to
insure that the prioritization of assets does not
leave any organization without access to vital contingency
resources and facilities. Critical Incident Solutions
can assist with this overall analysis and make recommendations
for corrective actions that can be taken to resolve
problems that are detected during the analysis phase.
General Services Administration (GSA), Washington,
D.C. (currently ongoing):
CIS is currently reviewing GSA COOP plans and documentation
in order to identify opportunities for improvement
using federal guidelines and industry best practices.
Based on this analysis, recommendations, templates
and checklists will be provided to the client to better
prepare agency personnel to react to an emergency
by addressing issues such as staffing, COOP plan viability
and resource acquisition prior to the occurrence of
any emergency that could impact the agency and disrupt
its mission essential functions.
CIS will also provide training to key leaders and
mission critical personnel on how to use the improved
COOP plan and practical aspects of maintaining a high
degree of readiness to be able to handle any emergency.
A functional exercise will also be conducted in order
to assist in the evaluation of current plans and capabilities
of agency personnel to continue essential functions
during a crisis. The exercise will be followed up
with a hot-wash evaluation and professional assessment
including proposed modifications to the COOP plan
based on lessons learned.
Florida Department of Health
Tallahassee, Florida (April 2007):
Critical Incident Solutions recently provided assistance
to the State of Florida by conducting reviews of existing
Continuity of Operations Plans and making appropriate
recommendations. This effort included review of several
key division/office plans as well as overall department
plans. A Gap Analysis was conducted to compare existing
plans with each other for consistency against a set
of established standards. These standards included
the Florida Division of Emergency Management COOP
Implementation Guidance, FEMA Federal Preparedness
Circular 65 and industry best practices. The review
process included consideration of core concepts and
operational procedures needed to maintain viable Emergency
Operations Plans, Day-to-Day Operations and Continuity
of Operations. Personnel roles and responsibilities,
chain of command, span of control, unity of command
and other NIMS-ICS principles were part of these considerations.
The plan review process included a focus on worst
case scenarios such as a natural disaster (hurricane)
impacting the state during a pandemic outbreak. CIS
provided a very thorough and beneficial analysis of
existing department and division/office plans. The
company also provided comprehensive final reports
which highlighted specific planning areas in need
of attention and recommendations for follow up actions.
CIS program managers and consultants maintained the
highest level of professionalism and were quick to
respond to the client's needs throughout the contract
period.
State of Florida
(Miami-Dade County, Alachua County, FIU):
CIS has trained multiple clients in understanding
COOP core concepts and assisted numerous government
and private agencies in developing their Continuity
of Operations Plan. Our company has recently worked
with Miami-Dade and Alachua counties in Florida as
well as Florida International University (FIU). We
have also assisted clients in evaluating their COOP
by conducting practical exercises, which is essential
to demonstrating, assessing and improving an agency's
capabilities in plan execution.
Critical Incident Solutions conducted training at
a Key Leader Seminar for Florida International University
administrative staff and emergency response team leaders
at a 2-day retreat. This training included key concepts
and practical applications involving threat assessments,
vulnerability surveys, emergency response operations,
continuity of operations planning and the Incident
Command System. CIS subsequently assisted the FIU
Police Department in developing a robust COOP to be
used for managing large scale incidents affecting
the campus such as category 2 - 5 hurricanes and acts
of terrorism.
CIS has recently trained 25 departments in COOP development
and 28 departments in COOP Table-Top Exercises involving
acts of terrorism and natural disasters in Miami-Dade
County, Florida, and 8 departments in both COOP development
as well as Table-Top and Functional/Full Scale Exercises
involving terrorist attacks on a major special event
and emergency services facilities in Alachua County,
Florida.
Critical Incident Solutions was contracted by Miami-Dade
County to develop Continuity of Operations Plan (COOP)
training curriculum, deliver multiple COOP training
courses to planning coordinators within 25 different
departments which did not have a current plan, and
review initial draft plans to include making recommendations
for COOP improvement.
CIS was also contracted to evaluate the plans of
28 other departments within the county which already
had plans in place through a series of 5 Table Top
Exercises that addressed vital areas of contingency
planning to include communications, evacuation procedures,
personnel accountability, water and food supply, transportation,
fuel supply, electrical power generation, information
technology and data recovery, housing and childcare,
security control and hazard mitigation, emergency
police/fire/medical services, banking and financial
services, and government resources.
COOP course development was conducted by CIS staff
members who are certified, experienced and well versed
on contingency planning. CIS staff members utilized
federal guidelines (Federal Preparedness Circular
(FPC)-65), state guidelines [(COOP Elements of Viability
(FDEM)], and industry best-practices to formulate
the training curriculum to meet the specific needs
of Miami-Dade County. Core concepts which form a viable
COOP and were discussed in detail during the training
courses included:
Plans & Procedures
Mission Essential Functions
Delegation of Authority
Orders of Succession
Alternate Facilities
Interoperable Communications
Vital Records, Files, and Databases
Human Capital
Security
Devolution
Reconstitution
Testing, Training, and Exercising
Program Management
Course development also included the creation of
a multi-media presentation in order to reinforce teaching
points. An interactive game was also developed and
utilized to engage participants and promote a high
level of interest in course materials. This teaching
method was well received and provided an enjoyable
learning environment for everyone in attendance. After
attending the training sessions, participating agency
representatives drafted a COOP for their respective
departments. CIS staff reviewed these draft plans
and provided written recommendations for plan improvement
based on federal and state guidelines as well as industry
best practices. Final plans were then submitted by
25 departments to Miami-Dade County in order to comply
with state requirements that all essential agencies
maintain a viable COOP.
CIS staff also developed training materials for a
series of 5 Table Top Exercises to evaluate the plans
of 28 other departments within the county which already
had a COOP in place. CIS staff worked with department
representatives to develop exercise objectives and
customized scenarios that would challenge participants
while they responded to a catastrophic event to maintain
essential functions within their departments despite
disruptions, damage and major impact upon key facilities,
operations and personnel. CIS produced written exercise
manuals and created multi-media presentations in order
to deliver realistic training situations for participants
at each Table Top Exercise. CIS staff provided a written
After Action Report for each Table Top Exercise which
included key lessons learned and recommendations on
how each agency could improve their Continuity of
Operations Plan (COOP).
Critical Incident Solutions designed, scripted, and
conducted a large Table-Top Exercise for 8 major agencies/organizations
in Alachua County including the University of Florida,
which involved multiple acts of terrorism across the
nation affecting multiple universities. Our company
also conducted a functional exercise for all major
emergency response agencies/organizations including
the University of Florida. The scenario involved terrorists
detonating a large vehicle bomb (LVB) at Ben Hill
Griffin Stadium at the University of Florida during
a Gators Football Game. The blast took out the Stadium
Command Post and Command Staff including University
of Florida Police Officials as well as several thousand
spectators. The Alachua County Sheriff's Mobile Command
Vehicle was also destroyed.
Additionally, terrorists detonated explosive devices
at the Alachua County Combined Communications Center
which houses 911 Dispatch and Emergency Management
Agency's EOC (Emergency Operations Center). Explosive
devices were also detonated at the Alachua County
Sheriff's Office, Gainesville Police Department, Alachua
County Fire Rescue and Gainesville Fire Rescue. Terrorists
also targeted critical infrastructure by taking out
key electrical sub-stations, cell towers and other
communications facilities causing widespread power
and communication outages.
These events required that the Incident Command Post
be relocated from the stadium to the University of
Florida Emergency Operations Center (EOC) in order
to manage the crisis response in the field. Alachua
County emergency services departments had to activate
their Continuity of Operations Plans (COOP) in order
to continue their essential functions and provide
emergency services for victims of the attacks. Key
personnel from each department, not killed by the
bombings, during the exercise actually relocated to
alternate facilities and established incident command
and department administrative and operational activities
using the only means of communication available at
the time, namely department radios and web-based communications.
Only those facilities capable of providing back up
power were available to coordinate emergency response
to each bombing location.
Significant after action items were identified as
a result of conducting this exercise. These items
were captured and reported to Alachua County Officials
as part of the After Action Report written by Critical
Incident Solution's staff. Alachua County and the
University of Florida benefited greatly from this
exercise and is currently at a much higher level of
preparedness for dealing with terrorist attacks due
to county-wide participation in this exercise.